Description

Sr Risk Analyst

Employment Type

Permanent

Location

TORONTO, Ontario

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Job Description:

  • Assess risk exposure of regulated investment dealers and mutual fund dealers, with a focus on financial stability and insolvency risk.
  • Analyze financial statements and regulatory filings, identifying areas of concern and monitoring firms facing operational or capital challenges.
  • Support quarterly and special risk assessments, including validating model inputs, performing calculations, and preparing detailed reports.
  • Provide insights and recommendations on industry developments, new products, and regulatory policy changes that may affect systemic risk.
  • Collaborate with regulators and industry stakeholders to address capital and risk-related issues.
  • Assist in insolvency proceedings for Member Firms, including data analysis, reporting, and support for resolution efforts.
  • Prepare presentations and briefing materials for management and committees, highlighting key risks and recommended actions.
  • Contribute to ad-hoc reviews and projects, ensuring effective oversight of risk across the membership base.

    • TMGNY

    Job Requirements:

  • 5+ years of relevant experience in capital markets, risk assessment, or regulatory environments.
  • Strong knowledge of CIRO capital rules, investment industry practices, and risk frameworks.
  • Professional designation such as CPA (or in progress), plus completion of the Canadian Securities Course (CFO Qualifying Exam is an asset).
  • Proven analytical, financial modeling, and reporting skills within a confidential, detail-oriented environment.
  • Excellent written and verbal communication, with the ability to engage senior stakeholders.

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