Description
Aligned Capital Partners Inc. (ACPI) is a fast-growing investment dealer with a dynamic team looking to expand our business exponentially. Our corporate culture encourages teamwork, service excellence, creativity, and initiative. We are currently hiring for a full–time Regulatory Coordinator to join our team in Burlington. We are looking for an individual who takes pride in being professional and demonstrates fantastic client service.Job OverviewThe main accountability of this role is to ensure that our Advisors are aligned with the rules and regulations as set out by the Canadian Industry Regulatory Organization (CIRO) and the Canadian Securities Regulators. We are looking for someone who can comfortably and confidently review information, following up promptly and in any way needed. The Regulatory Coordinator must successfully manage volume without sacrificing attention to detail or quality. What You Will DoReview and approve initial account opening and Know Your Client (KYC) UpdatesReview and approve sales communicationsPerform regulatory review and approval of website and marketing materialsDetermine items for escalation to the Compliance teamRecommend on regulatory matters for circulation to clients Coordinate with auditors within our Compliance groupWhat You Will BringUniversity Degree or College Diploma preferredRecent CIRO registration, or recently working towards registrationFinancial services/investment dealer experience and strong knowledge of investment industryDemonstrated ability to provide fantastic client serviceExcellent communication and time management skillsStrong MS Office skills (Outlook, Word and Excel) and proven ability to learn new technology Proven ability to manage high volumes with a positive and professional attitudeWhat We Bring We are committed to a positive employee experience fostered through an open and collaborative work environment. We offer you:Competitive compensation Recognition of your accomplishmentsCommunication and feedbackInvestment in your training and developmentCommitment to your health and well-beingAligned Capital Partners Inc. is an equal opportunity employer. Please contact us at (905) 639-5115 if you require any accommodation in order to fully participate in our recruitment process.
