Description
Join a respected Canadian investment management firm as Chief Compliance Officer in Toronto. Oversee compliance programs and ensure adherence to regulatory requirements in this vital in-office role.<br/><br/>Reporting to the COO, the Chief Compliance Officer will establish and enforce compliance frameworks, monitor regulatory adherence, and maintain key compliance policies. This role is crucial for fostering a culture of integrity within the firms operations and handling client protections.<br/><br/>Key Responsibilities:
• Monitor overall effectiveness of compliance programs
• Delegate and supervise compliance staff as needed
• Manage client complaint processes and communications
• Ensure timely regulatory reporting and filings
• Oversee client onboarding and KYC processes<br/><br/>Requirements:
• Chief Compliance Officer registration eligibility with Ontario Securities Commission
• In-depth knowledge of compliance frameworks in Canada
• Experience in investment firms, especially within compliance
• Proficiency in communication with regulators
• Strong commercial acumen and proactive risk management skills<br/><br/>Take your compliance expertise to new heights in a strategic role as Chief Compliance Officer.
